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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Woodruff | WI | 04/2002 | 09/2025 |
| Avantax Insurance Agency Llc | Woodruff | WI | 09/2013 | 09/2025 |
| Physiciaans Mutual Insurance | Woodruff | WI | 03/2017 | 06/2017 |
| Guggenheim Life And Annuity | Indianapolis | IN | 06/2012 | 04/2017 |
| Mrk Financial Solutions | Woodruff | WI | 02/2021 | 07/2021 |
| Midwest Financial Group | Woodruff | WI | 07/2021 | Present |
| Mfg Financial Advisors | Woodruff | WI | 01/2025 | Present |
| Cetera Wealth Services, Llc | Woodruff | WI | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ROCKY MOUNTAIN ELK FOUNDATION; POSITION: Local Chapter Member NATURE: Charitable organization promoting preservation and enhancement of wildlife habitat. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2021; 5705 Grant Creek Road, Missoula MT 59808, Check signer for local chapter only. Bank paperwork providing signature sample returned to Rocky Mountain Elk Foundation on 10/19/2021. 2) MFG FINANCIAL ADVISORS POSITION: Financial Professional NATURE: Sub Rep within organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 9850 Country Lane, Woodruff WI 54568, United States DESCRIPTION: Customary Financial Professional. Have been HD Vest/Avantax rep since 2002
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-14 |
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