Lovell Lloyd Roe

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Morgan Stanley & Co., Incorporated
  Minocqua, WI
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Minocqua, WI
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Minocqua, WI
• 2006-10-27 → 2007-04-02
  Morgan Stanley Dw Inc.
  Minocqua, WI

Other Businesses

1. Waverly Woods Foundation Inc.; Not Investment related; Minocqua, WI; Charity / Private Foundation; Secretary / Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Jan 1999; During business hours: 0; After business hours: 0.25; Make disbursements to approved charitable recipients (501c3 organizations) Provide information to the accountant for the preparation of tax documents. 2.*455613-Wisconsin State Golf Association; Investment related -No; West Allis, Wisconsin; Recreation; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 3; Customer Service

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-13
• S63 Uniform Securities Agent State Law Examination
  1986-06-11

Other Names

• Guy Roe
• Lovell Lloyd Roe
• Lovell Lloyd Roe Iii
• Lovell Lloyd Roe
• Lovell Lloyd Roe Iii