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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-01 |
| WI | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Minocqua | WI | 04/2007 | Present |
| Morgan Stanley Smith Barney | Minocqua | WI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Waverly Woods Foundation Inc.; Not Investment related; Minocqua, WI; Charity / Private Foundation; Secretary / Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Jan 1999; During business hours: 0; After business hours: 0.25; Make disbursements to approved charitable recipients (501c3 organizations) Provide information to the accountant for the preparation of tax documents. 2.*455613-Wisconsin State Golf Association; Investment related -No; West Allis, Wisconsin; Recreation; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 3; Customer Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-11 |
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