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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-02-12 |
| FL | RA | APPROVED | 2024-04-10 |
| WA | RA | APPROVED | 2023-03-27 |
| IL | RA | APPROVED | 2021-10-26 |
| WI | RA | APPROVED | 2021-09-27 |
| TX | RA | APPROVED_RES | 2021-01-28 |
| AZ | RA | APPROVED | 2020-07-09 |
| MN | RA | APPROVED | 2018-04-23 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc. | Minneapolis | MN | 10/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-21 |
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