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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-08-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Securities Management | Red Bank | NJ | 08/2015 | 08/2019 |
| Friendly Faces | Monmouth | NJ | 08/2015 | Present |
| Lpl Financial, Llc | Red Bank | NJ | 08/2019 | Present |
1. 08/09/2019 - GLADSTONE ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ BEDMINSTER, NJ 2. 08/09/2019 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ VERNON, NJ - Start Date 01/01/2018 3. 08/09/2019 - FRIENDLY FACES/ ACTOR/ NOT INVESTMENT RELATED/ 1%/ MONMOUTH BEACH, NJ - Start Date 01/01/2012 4. 01/11/2022 - Other-Business Owner LLC - Not Investment Related - Home Based - Start Date: 6/4/2022 - 30 Hours Per Month/1 Hours During Securities Trading - Charter Boat Captain. 5. 03/24/2026 - Smooth Sailing Beach Signs - Outside/W-2 Employment - Not Investment Related - Forked River, NJ - Start Date 04/15/2026 - 16 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-10-30 |
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