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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-25 |
| FL | RA | APPROVED | 2018-06-21 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 04/2009 | 06/2018 |
| Bank Of America, N.A. | Coral Gables | FL | 12/2009 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 06/2018 | Present |
CO-TRUSTEE FOR PARENT'S TRUST, INV RELATED, BOCA RATON, FL, START: 4/9/2020, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-02 |
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