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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-16 |
| NC | RA | APPROVED | 2011-01-18 |
Branch Locations
101 S. Stratford Road, Winston-Salem, NC 27104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Winston Salem | NC | 01/2011 | Present |
ST PAULS EPISCOPAL CHURCH - 520 SUMMIT ST, WINSTON-SALEM, NC - INVESTMENT RELATED - INVESTMENT COMMITTEE MEMBER - RELIGIOUS ORGANIZATION - FEBRUARY 2012; STELLIE PARTNERS, LLC - 2700 BITTING ROAD, WINSTON SALEM, NC - NOT INVESTMENT RELATED - PARTNER - LLC SET UP TO HOLD PERSONAL ASSETS OF MORGAN ROGERS MD & TO PROVIDE PLATFORM FOR FUTURE FINANCIAL & ESTATE PLANNING - NOVEMBER 2014 - MINIMAL HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-13 |
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