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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-05-11 |
Branch Locations
113 Tradewynd Dr. Ste. B, Lynchburg, VA 24502 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Group, Llc | Lynchburg | VA | 10/2013 | Present |
| Lincoln Financial Securities Corporation | Lynchburg | VA | 10/2015 | 05/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2021 | Present |
1) COMMONWEALTH FINANCIAL GROUP, 113 TRADEWYND DR, STE B, LYNCHBURG, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/04, NIR, PRESIDENT, 1 HR/WK- 1/TRADING 2) LINCOLN FINANCIAL SECURITIES, 113 TRADEWYND DR, STE B, LYNCHBURG, VA, ADV REP OF A REGISTERED INV ADV, 03/01/16, INV REL, 40 HR/WK- 8/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80/MO-80/TRADING. 05/07/2021- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 4) CHRISMAN FINANCIAL GROUP, 1078 Ivy Pl, Forest VA 24551, Forest VA 24551, INSURANCE COMPANY PRESIDENT, 1 HR/MO 0 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-29 |
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