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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-05-11
  • VA RA
    APPROVED
    Since 2021-05-11

Branch Locations

113 Tradewynd Dr. Ste. B, Lynchburg, VA 24502 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Group, Llc Lynchburg VA 10/2013 Present
Lincoln Financial Securities Corporation Lynchburg VA 10/2015 05/2021
Cambridge Investment Research, Inc. Fairfield IA 05/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2021 Present
  • 10/2013 → Present
    Commonwealth Financial Group, Llc
    Lynchburg, VA
  • 10/2015 → 05/2021
    Lincoln Financial Securities Corporation
    Lynchburg, VA
  • 05/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2015-10-27 → 2021-05-12
    Osaic Fs, Inc.
    Virginia Beach, VA
    Lynchburg, VA
  • 2011-09-09 → 2013-10-31
    Concourse Financial Group Securities, Inc.
    Forest, VA
    Sugar Land, TX
    Lynchburg, VA
Other Businesses

1) COMMONWEALTH FINANCIAL GROUP, 113 TRADEWYND DR, STE B, LYNCHBURG, VA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/04, NIR, PRESIDENT, 1 HR/WK- 1/TRADING 2) LINCOLN FINANCIAL SECURITIES, 113 TRADEWYND DR, STE B, LYNCHBURG, VA, ADV REP OF A REGISTERED INV ADV, 03/01/16, INV REL, 40 HR/WK- 8/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80/MO-80/TRADING. 05/07/2021- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 4) CHRISMAN FINANCIAL GROUP, 1078 Ivy Pl, Forest VA 24551, Forest VA 24551, INSURANCE COMPANY PRESIDENT, 1 HR/MO 0 HR TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-08
S63 Uniform Securities Agent State Law Examination 1984-06-29
  • S66 Uniform Combined State Law Examination
    2011-09-08
  • S63 Uniform Securities Agent State Law Examination
    1984-06-29
Other Names
  • David Ashby Chrisman
  • David Ashby Chrisman

View on SEC IAPD

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