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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-09 |
| NJ | RA | APPROVED | 2014-08-01 |
| TX | RA | APPROVED_RES | 2014-08-01 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Short Hills | NJ | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 11/2016 | Present |
TRUSTEE FOR MOTHER'S TRUST; INVESTMENT RELATED; SPRINGFIELD, NJ; START DATE 12/23/2005; 1 HR PER MONTH; 1 HR DURING TRADING. CHILD ADVOCACY CENTER OF UNION COUNTY NJ, INVT RELATED, ELIZABETH, NJ, TREASURER, START DATE 1/1/2010, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS AND BALANCING CHECKBOOK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-27 |
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