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Marguerite Ann Fagan-Whitmore

Captrust

Lake Success, NY

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-10
CT RA APPROVED 2019-03-08
  • NY RA
    APPROVED
    Since 2021-07-10
  • CT RA
    APPROVED
    Since 2019-03-08

Branch Locations

3 Dakota Drive Suite 310, Lake Success, NY 11042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 03/2014 Present
Capfinancial Securities Llc Raleigh NC 03/2014 Present
  • 03/2014 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 03/2014 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2013-06-11 → 2014-03-11
    Wealthspire Retirement Advisory
    Port Washington, NY
    Aliso Viejo, CA
  • 2007-05-11 → 2014-03-03
    Financial Telesis Inc
    Port Washington, NY
    Port Washington, NY
  • 2006-09-21 → 2007-06-13
    Amp Asset Management, Inc.
    Port Washington, NY
  • 2003-09-16 → 2005-08-03
    Plan Advisory Services, Inc.
    Doylestown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-04
S63 Uniform Securities Agent State Law Examination 2000-07-14
  • S66 Uniform Combined State Law Examination
    2006-05-04
  • S63 Uniform Securities Agent State Law Examination
    2000-07-14
Other Names
  • Marguerite Ann Faganlandis
  • Peggy Faganlandis
  • Marguerite Ann Landis
  • Marguerite Ann Fagan
  • Peggy Fagan
  • Peggy Ann Fagan
  • Peggy Landis
  • Marguerite A Fagan
  • Marguerite Ann Whitmore
  • Marguerite Ann Faganwhitmore
  • Peg Ann Whitmore
  • Peggy Ann Whitmore

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · NEW HYDE PARK, NY
J.P. MORGAN SECURITIES LLC · NEW HYDE PARK, NY
DAVIDOV FINANCIAL COACHING, LLC · NEW HYDE PARK, NY
MATRIX PRIVATE WEALTH MANAGEMENT INC. · LAKE SUCCESS, NY
CITIZENS SECURITIES, INC. · NEW HYDE PARK, NY
HSBC SECURITIES (USA) INC. · NEW HYDE PARK, NY
CITIGROUP GLOBAL MARKETS INC. · New Hyde Park, NY
RAYMOND JAMES & ASSOCIATES, INC. · New Hyde Park, NY

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