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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-17 |
Branch Locations
3 Dakota Drive Suite 310, Lake Success, NY 11042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oceanside | NY | 07/2021 | 01/2024 |
| Sacred Heart Church | Merrick | NY | 11/2014 | 12/2017 |
| Changing The Present | New York | NY | 05/2018 | 06/2018 |
| Villanova University | Villanova | PA | 07/2018 | 05/2021 |
| Morgan Stanley | New York | NY | 06/2019 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Merrick | NY | 06/2020 | 08/2020 |
| Villanova University | Villanova | PA | 08/2017 | 05/2021 |
| Bellmore-Merrick Central High School District | Merrick | NY | 05/2011 | 09/2017 |
| Bank Of America, N.A. | Oceanside | NY | 11/2021 | 01/2024 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2024 | Present |
| Capfinancial Securities, Llc | Raleigh | NC | 01/2024 | Present |
Peace & Balanced Living LLC, Not Investment related, Address of business: Merrick, New York, 11566, For profit or not for profit: Entity For Profit, Nature of business: ["Limited Liability Company"], Employee, Start date of relationship: 4/27/2022, Number of hours devoted: 10 hour(s) Weekly, Number of hours devoted during trading hours: 0, Duties: , Fitness and Sales Associate- Work front desk and assist in studio management. Will help members prepare and check into class and purchase retail and class packages while maintaining the upkeep of the studio
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-09 |
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