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Jeffrey Samuel Thurm

Captrust

Lake Success, NY

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-09
  • NY RA
    APPROVED
    Since 2023-11-09

Branch Locations

3 Dakota Drive Suite 310, Lake Success, NY 11042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 10/2018 Present
Capfinancial Securities Llc Raleigh NC 10/2018 Present
Fce Group, Inc Lake Success NY 07/2017 10/2018
Fce Group, Inc Lake Success NY 08/2016 07/2017
  • 10/2018 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 10/2018 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 07/2017 → 10/2018
    Fce Group, Inc
    Lake Success, NY
  • 08/2016 → 07/2017
    Fce Group, Inc
    Lake Success, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-09
  • S65 Uniform Investment Adviser Law Examination
    2023-11-09
Designations

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · NEW HYDE PARK, NY
DAVIDOV FINANCIAL COACHING, LLC · NEW HYDE PARK, NY
MATRIX PRIVATE WEALTH MANAGEMENT INC. · LAKE SUCCESS, NY
CITIZENS SECURITIES, INC. · NEW HYDE PARK, NY
HSBC SECURITIES (USA) INC. · NEW HYDE PARK, NY
CITIGROUP GLOBAL MARKETS INC. · New Hyde Park, NY
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