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Jeffrey Samuel Thurm

Captrust

Lake Success, NY

CRD 6700539

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Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-09
  • NY RA
    APPROVED
    Since 2023-11-09

Branch Locations

3 Dakota Drive Suite 310, Lake Success, NY 11042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 10/2018 Present
Capfinancial Securities Llc Raleigh NC 10/2018 Present
Fce Group, Inc Lake Success NY 07/2017 10/2018
Fce Group, Inc Lake Success NY 08/2016 07/2017
  • 10/2018 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 10/2018 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 07/2017 → 10/2018
    Fce Group, Inc
    Lake Success, NY
  • 08/2016 → 07/2017
    Fce Group, Inc
    Lake Success, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-09
  • S65 Uniform Investment Adviser Law Examination
    2023-11-09
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
DAVIDOV FINANCIAL COACHING, LLC
MATRIX PRIVATE WEALTH MANAGEMENT INC.

Nearby Investors

KLAUDIAN MOLOSIU
Antonio Graziosi
Fred Sloan

Nearby Offices

J.P. MORGAN SECURITIES LLC · NEW HYDE PARK, NY
J.P. MORGAN SECURITIES LLC · NEW HYDE PARK, NY
DAVIDOV FINANCIAL COACHING, LLC · NEW HYDE PARK, NY

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