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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| TN | RA | APPROVED | 2015-10-15 |
Branch Locations
1135 Halle Park Circle, Collierville, TN 38017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2015 | Present |
| Memphis Divorce Financial Consultants | Collierville | TN | 01/2017 | Present |
1. Fixed insurance sales, as of 2015, 5% of time spent during business hours, conducted at branch, investment related. 2. Pickler Properties, LLC, President and co-owner of private real estate holding company own properties where branch is located and other businesses are located, as of 2015, 1% of time spent during business hours, conducted at branch, investment related. 3. The Pickler Law Firm, LLC, as president, owner, and practicing attorney of law firm, as of 2015, 15% of time spent during business hours, not conducted at branch, not investment related. 4. Author, Pillars of Purpose, as of 08/01/2023; Less than 1% of time spent during business hours; Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-17 |
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