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1501 North University Suite 714, Little Rock, AR 72207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-04-04 |
Branch Locations
1501 North University Suite 714, Little Rock, AR 72207 • United States
1501 North University Suite 715, Little Rock, AR 72207 • United States
1501 N. University Avenue Suite 715, Little Rock, AR 72207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-01-10 |
| TX | RA | APPROVED | 2018-01-10 |
Branch Locations
1501 N. University Avenue Suite 715, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clientfirst Wealth Management | Little Rock | AR | 04/2007 | Present |
(1) NAME OF OBA: FIDUCIARY WEALTH MANAGEMENT, LLC ADDRESS OF OBA: LITTLE ROCK, AR, 72207 NATURE: RIA INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: 30% OWNER AND INVESTMENT ADVISER REPRESENTATIVE DUTIES: NONE START DATE: 2016 APPROX. NUMBER OF HOURS/MONTH: 1 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1 (2.) NAME OF OBA: EPM PRESS LLC; ADDRESS OF OBA: LITTLE ROCK, AR; NATURE: BOOK PUBLISHING AND DISTRIBUTION LLC; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: OWNER; DUTIES: NONE; START DATE: 2012; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: PIERCE-MCCART LLC; ADDRESS OF OBA: LITTLE ROCK, AR; NATURE: REAL ESTATE RENTAL PROPERTY; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: MANAGING MEMBER; DUTIES: INTERPHASE WITH THE PROPERTY MANAGER; START DATE: 2020; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-06 |
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