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Current Employers
Fiduciary Wealth Management, Llc

1501 North University Suite 714, Little Rock, AR 72207 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-04-04
  • AR RA
    APPROVED
    Since 2024-04-04

Branch Locations

1501 North University Suite 714, Little Rock, AR 72207 • United States

1501 North University Suite 715, Little Rock, AR 72207 • United States

Clientfirst Wealth Management, Llc

1501 N. University Avenue Suite 715, Little Rock, AR 72207 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-01-10
TX RA APPROVED 2018-01-10
  • AR RA
    APPROVED
    Since 2018-01-10
  • TX RA
    APPROVED
    Since 2018-01-10

Branch Locations

1501 N. University Avenue Suite 715, Little Rock, AR 72207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clientfirst Wealth Management Little Rock AR 04/2007 Present
  • 04/2007 → Present
    Clientfirst Wealth Management
    Little Rock, AR
Previous Registrations
Other Businesses

(1) NAME OF OBA: FIDUCIARY WEALTH MANAGEMENT, LLC ADDRESS OF OBA: LITTLE ROCK, AR, 72207 NATURE: RIA INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: 30% OWNER AND INVESTMENT ADVISER REPRESENTATIVE DUTIES: NONE START DATE: 2016 APPROX. NUMBER OF HOURS/MONTH: 1 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1 (2.) NAME OF OBA: EPM PRESS LLC; ADDRESS OF OBA: LITTLE ROCK, AR; NATURE: BOOK PUBLISHING AND DISTRIBUTION LLC; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: OWNER; DUTIES: NONE; START DATE: 2012; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: PIERCE-MCCART LLC; ADDRESS OF OBA: LITTLE ROCK, AR; NATURE: REAL ESTATE RENTAL PROPERTY; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: MANAGING MEMBER; DUTIES: INTERPHASE WITH THE PROPERTY MANAGER; START DATE: 2020; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-15
S63 Uniform Securities Agent State Law Examination 1984-04-06
  • S65 Uniform Investment Adviser Law Examination
    1995-03-15
  • S63 Uniform Securities Agent State Law Examination
    1984-04-06
Designations

View on SEC IAPD

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