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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-07-15 |
Branch Locations
5000 Plaza On The Lake #175, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Austin | TX | 07/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Austin | TX | 07/2013 | Present |
(1)Name of Business: Hanvey Financial Address: 1705 South Capital of Texas Hwy #125, Austin , TX, 78746, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/15/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: FA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-26 |
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