Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-15
  • TX RA
    APPROVED
    Since 2013-07-15

Branch Locations

5000 Plaza On The Lake #175, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Austin TX 07/2013 Present
Raymond James Financial Services Advisors Inc. Austin TX 07/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: Hanvey Financial Address: 1705 South Capital of Texas Hwy #125, Austin , TX, 78746, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/15/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: FA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-21
S63 Uniform Securities Agent State Law Examination 1984-04-26
  • S65 Uniform Investment Adviser Law Examination
    1992-12-21
  • S63 Uniform Securities Agent State Law Examination
    1984-04-26

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Austin, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor