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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-15 |
| FL | RA | APPROVED | 2020-05-11 |
Branch Locations
2804 Del Prado Blvd S Ste 103, Cape Coral, FL 33904 • United States
Cape Coral, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | New York | NY | 05/1983 | 05/2020 |
| Peter J Ardolino Insurance & Fin Serv In | Cape Coral | FL | 01/1991 | 05/2020 |
| Century Securities Associates, Inc. | Cape Coral | FL | 05/2005 | 05/2020 |
| Ameriprise Financial Services, Llc | Cape Coral | FL | 05/2020 | Present |
Business Ownership; PERFERRED SERVICES 4U, LLC; EA TAX PREP; Tax Preparation; CAPE CORAL PKWY, , CAPE CORAL, FL, 33904; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-04 |
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