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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-09 |
| NH | RA | APPROVED | 2007-07-27 |
Branch Locations
39 Simon Street Ste 1, Nashua, NH 03060-3046 • United States
558 Mast Rd Ste 2, Goffstown, NH 03045 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2004-07-22 |
Branch Locations
39 Simon Street Unit 1, Nashua, NH 03060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Mutual Of America | Nashua | NH | 10/1982 | Present |
| Northeast Planning Associates, Inc. | Nashua | NH | 11/2003 | Present |
| Lpl Financial, Llc | Nashua | NH | 07/2007 | Present |
1. 07/26/2007 - NO BUSINESS NAME - NORTHEAST PLANNING ASSOCIATES INC - INV REL - AT REPORTED BUSINESS LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 7/26/2007 - PELLETIER FINANCIAL GROUP, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - USED AS EMPLOYER FOR EMPLOYEES. NOT MARKETED. 3. 01/05/2011 - Irrevocable insurance trust - ACT IN A FIDUCIARY CAPACITY - INV REL - AT REPORTED BUSINESS LOCATION - trustee of ILIT for Robert and Lorraine Pelletier my parents. 4. 09/03/2015 - PFG REALTY LLC - REAL ESTATE RENTAL - INV REL - 39 SIMON ST., UNIT 1 NASHUA NH 03060 - START 10/01/2003 - OWNS OFFICE BUILDING - 1 HOUR PER MONTH, 1 HOUR DURING TRADING. 5. 9/3/2015 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - 39 Simon St., Unit 1 Nashua NH 03060 - Life, Term Universal, and whole life - OBA START: 1/1/1982 - 5 HRS PER MONTH/1 HR DURING TRADING. 6. 08/30/2016: Northeast Planning Associates, Inc. - Registered Investment Advisor - DBA: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - 5% Time Spent - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in Nov 2003. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-10-05 |
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