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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-12 |
| TX | RA | APPROVED_RES | 2018-06-12 |
Branch Locations
2452 Lakewest Dr, Chico, CA 95928 • United States
Chico, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 06/2018 |
| Lpl Financial, Llc | Chico | CA | 06/2018 | Present |
1. 6.12.2018 - REAL ESTATE RENTAL - 511-513 W 5TH STREET, CHICO, CA 95928 - 10% 2. 6.12.2018 - REAL ESTATE RENTAL - 1500 SHERIDAN AVE, CHICO, CA 95926 - 10% 3. 6.12.2018 - DBA FOR LPL BUSINESS - PARADISE ASSET MANAGEMENT GROUP - 80% - PARADISE, CA 4. 05/14/2019 - No business name - Inv related - Truckee, CA 96161 - Real Estate Rental - start date:05/03/2019 - 1 hr/mo - 0 hrs during trading - I am purchasing a vacation rental. 5. 07/03/2019 - Asset Management Group - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/01/2019 - 120 hrs/mo - 4 hrs during trading. 6. 1/23/2020 - No Business Name - Investment Related - Chico CA 95973 - Real Estate Rental - Owner - Started 06/01/2018 - 5 Hours Per Month During Securities Trading - Collect Rent. 7. 9/16/2020 - Floral East LLC - Not Investment Related - Chico, CA - Real Estate Rental - Member - Start Date: 8/7/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Will build 23 unit apartments here in Chico. 8. 6/18/2021 - North Cornerstone LLC - Investment Related - 351 Chico Canyon Rd. Chico, CA 95928 - Real Estate Rental - Start Date: 6/4/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Created an LLC to purchase small interests in farmland to collect income. 9. 11/11/2021 - BCD Group Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 05 Hours Per Month During Securities Trading. 10. 06/21/2022 - North Riverbend LLC -Investment Related - Chico, CA 95928 - Real Estate Rental - Start Date - 05/01/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 11. 06/21/2022 - North Mosswood LLC - Investment Related - Chico, CA 95928 - Real Estate Rental - Start Date - 05/01/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 12. 06/21/2022 - Bucks and Bones LLC - Not Investment Related - 351 Chico Canyon Road Chico, CA 95928 - Business Entity For Tax/Investment Purposes Only - Start Date - 03/07/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 13. 01/13/2023 - West Sierra Cascade Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 14. 3/24/2023 - No Business Name - Investment Related - Ft Walton, Florida - Real Estate Rental - Owner - Start Date - 02/22/2023 - 05 Hours Per Month/0 Hours During Securities Trading 15. 04/25/2023 - Jeff Johnson and Suzanne Johnson's rentals - Investment Related - Chico, CA - Real Estate Rental - Start Date 04/01/2023 - 05 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-20 |
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