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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-17 |
| TX | RA | APPROVED | 2012-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Paso Robles | CA | 01/2012 | Present |
1. The Palms RV Resort; 3400 S Avenue 7E #189, 190, Yuma, AZ 85365; RV Resort that rents RV lots and sells RV lots; Owner of 2 lots; 02/26/2021; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-25 |
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