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Shawn Aubrey Arner

Wells Fargo Clearing Services, LLC

Paso Robles, CA

San Luis Obispo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-07
  • CA RA
    APPROVED
    Since 2023-11-07

Branch Locations

546 Spring St, Paso Robles, CA 93446 • United States

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Henderson NV 08/2014 Present
Wells Fargo Advisors, Llc Henderson NV 10/2015 11/2016
Wells Fargo Clearing Services, Llc Henderson NV 11/2016 Present
  • 08/2014 → Present
    Wells Fargo Bank, Na
    Henderson, NV
  • 10/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Henderson, NV
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Henderson, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-07
S63 Uniform Securities Agent State Law Examination 2015-11-18
  • S65 Uniform Investment Adviser Law Examination
    2023-11-07
  • S63 Uniform Securities Agent State Law Examination
    2015-11-18
Other Names
  • Shawn Arner

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Paso Robles, CA
COMMONWEALTH FINANCIAL NETWORK · Paso Roble, CA
CETERA INVESTMENT ADVISERS LLC · PASO ROBLES, CA
LPL FINANCIAL LLC · PASO ROBLES, CA
CETERA INVESTMENT ADVISERS LLC · Paso Robles, CA
EDWARD JONES · PASO ROBLES, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PASO ROBLES, CA
J.P. MORGAN SECURITIES LLC · PASO ROBLES, CA

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