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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-05-06
  • UT RA
    APPROVED
    Since 2016-05-06

Branch Locations

10610 South Jordan Gateway Suite 210, South Jordan, UT 84095 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Royal Alliance Salt Lake City UT 02/2013 Present
  • 02/2013 → Present
    Royal Alliance
    Salt Lake City, UT
Previous Registrations
  • 2004-05-10 → 2013-03-06
    Osaic Fa, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1) LES BARBER JR CONSULTING POSITION: PRESIDENT NATURE: S COROPORTATION INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2015 ADDRESS: 16 SOUTH COUNTRY MANOR LN, ALPINE UT 84004 DESCRIPTION: I HAVE ESTABLISHED AN S CORP FOR TAX PLANNING ANS ASSET PROTECTIONS PURPOSES 2) INTEGRATED 106 LL:C POSITION: member NATURE: New LLC to hold office real estate for Integrated Financial Group starting in 2018 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/27/2017 ADDRESS: 10600 South Jordan Gateway, South Jordan UT 84065, United States DESCRIPTION: part owener of LLC 3) INTEGRATED FINANCIAL GROUP POSITION: Parnter NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2013 ADDRESS: 10610 So Jordan Gateway #210, South Jordan UT 84095, United States DESCRIPTION: Offerning accdent & health, disabilty, long term care and traditional life insurance, comissions and service fee-based group insurance benefits, health savings accounts and fixed and equity indexed annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-07
S63 Uniform Securities Agent State Law Examination 1984-04-09
  • S66 Uniform Combined State Law Examination
    2004-05-07
  • S63 Uniform Securities Agent State Law Examination
    1984-04-09
Other Names
  • Les Leroy Jr Barber

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