Best Investors
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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-08 |
| CA | RA | APPROVED | 2026-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 08/2022 | 03/2023 |
| Principal Global Investors | Des Moines | IA | 02/2011 | 06/2018 |
| California State University, Long Beach | Long Beach | CA | 08/2017 | 05/2018 |
| Grand View University | Des Moines | IA | 01/2021 | 04/2022 |
| Sk8Dogltd, Llc | Huntington Beach | CA | 06/2019 | 07/2022 |
| Oklahoma State University | Stillwater | OK | 08/2018 | 12/2021 |
| First Republic Securities Company, Llc | Los Angeles | CA | 03/2023 | 05/2023 |
| First Republic Investment Management, Inc | Los Angeles | CA | 03/2023 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 05/2023 | 02/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 02/2026 | Present |
| Bank Of America, N.A. | Beverly Hills | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-09 |
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