Michael Charles Purdy

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1990 → Present
  Stifel, Nicolaus & Company, Incorporated
  Chicago, IL

Other Businesses

1. GALVANI FAMILY LTD. PARTNERSHIP; 880 SUMMIT DRIVE DEERFIELD IL 60015; A FAMILY PARTNERSHIP COMPRISED OF 3 ACCOUNTS AT STIFEL, A COMMERCIAL BUILDING IN NORTHBROOK, IL; PRESIDENT OF THE GENERAL PARTNER AS WELL AS A LIMITED PARTNER; MANAGES ALL ACTIVITIES; AFFILIATION STARTED 06/15/2016; 2 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-24
• S63 Uniform Securities Agent State Law Examination
  1985-06-25