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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-28 |
| IL | RA | APPROVED | 2000-01-02 |
Branch Locations
100 North Field Drive, Suite 340, Lake Forest, IL 60045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 12/1990 | Present |
1. GALVANI FAMILY LTD. PARTNERSHIP; 880 SUMMIT DRIVE DEERFIELD IL 60015; A FAMILY PARTNERSHIP COMPRISED OF 3 ACCOUNTS AT STIFEL, A COMMERCIAL BUILDING IN NORTHBROOK, IL; PRESIDENT OF THE GENERAL PARTNER AS WELL AS A LIMITED PARTNER; MANAGES ALL ACTIVITIES; AFFILIATION STARTED 06/15/2016; 2 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-25 |
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