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Inactive

Michael Charles Weber

Research & Portfolio Management

Crescent Springs, KY

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Current Employers
Research & Portfolio Management

634 Buttermilk Pike, Crescent Springs, KY 41017-1302 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-11-21
KY RA APPROVED 2011-08-17
  • OH RA
    APPROVED
    Since 2011-11-21
  • KY RA
    APPROVED
    Since 2011-08-17

Branch Locations

634 Buttermilk Pike, Crescent Springs, KY 41017-1302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcw Financial, Inc. D/B/A Research & Portfolio Management Crescent Springs KY 08/2011 Present
American Equity Investment Corp. New Albany IN 11/2013 09/2019
  • 08/2011 → Present
    Mcw Financial, Inc. D/B/A Research & Portfolio Management
    Crescent Springs, KY
  • 11/2013 → 09/2019
    American Equity Investment Corp.
    New Albany, IN
Previous Registrations
  • 2009-04-17 → 2011-11-25
    Cantella & Co., Inc.
    Crescent Springs, KY
    Malden, MA
    Crescent Springs, KY
  • 2009-01-02 → 2009-04-22
    Raymond James Financial Services Advisors, Inc
    Saint Petersburg, FL
  • 2002-06-10 → 2009-01-02
    Raymond James Financial Services, Inc.
    Crescent Springs, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-25
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S65 Uniform Investment Adviser Law Examination
    2010-05-25
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18
Other Names
  • Mike Weber

View on SEC IAPD

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VALMARK ADVISERS, INC.
LPL ENTERPRISE, LLC
HORAN WEALTH, LLC

Other Investors

Daniel Schwartz
Craig Neltner
THOMAS CHRISTOPHER DILLON
EDWARD JOSEPH BOSCH
RANDALL J. RAWE
ERIC RANDALL RAWE
Carole Lucinda Cottingham
Charles Schank

Other Offices

FIFTH THIRD SECURITIES, INC. · CRESCENT SPRINGS, KY
INDEPENDENT FINANCIAL PARTNERS · Crescent Springs, KY
COMMONWEALTH FINANCIAL NETWORK · Crescent Springs, KY
EDWARD JONES · CRESCENT SPRINGS, KY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CRESCENT SPRINGS, KY
INDEPENDENT FINANCIAL PARTNERS · Crescent Springs, KY
EDWARD JONES · FORT MITCHELL, KY
VALMARK ADVISERS, INC. · Fort Mitchell, KY

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