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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-08-17 |
| OH | RA | APPROVED | 2023-08-17 |
Branch Locations
590 Buttermilk Pike, Crescent Springs, KY 41017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 01/2004 | 08/2023 |
| Fifth Third Bank | Crescent Springs | KY | 08/2023 | Present |
| Fifth Third Securities | Crescent Springs | KY | 08/2023 | Present |
Rover.com - online booking - dog boarder - 10 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------- Rental property - 38304 Garden Island View Dr., Beaver Island, MI 49782 - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-12 |
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