Gerald William Wunderlich

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-10-22
OH	RA	APPROVED	2003-04-17
MO	RA	APPROVED	2003-04-07
IL	RA	APPROVED	1998-09-21

TX RA
APPROVED_RES

Since 2009-10-22
OH RA
APPROVED

Since 2003-04-17
MO RA
APPROVED

Since 2003-04-07
IL RA
APPROVED

Since 1998-09-21

Branch Locations

121 Market Street, Alton, IL 62002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
City Of Alton	Alton	IL	09/1983	Present
Stifel, Nicolaus & Company, Incorporated	Alton	IL	10/1988	Present

09/1983 → Present

City Of Alton

Alton, IL
10/1988 → Present

Stifel, Nicolaus & Company, Incorporated

Alton, IL

Other Businesses

1. Rental Property;121 Market Alton IL 62002;owner;6/1/11; 0 hr/day;not during securities trading hours;investment related. 2. Laura Lofts HOA; 9 East Broadway, Alton, IL 62002; Home Owners Association; Treasure; Collect hoa dues and pay the operating expenses; 01/01/2024; 1 Hour per Month; Not during Securities Trading Hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-27
S63	Uniform Securities Agent State Law Examination	1984-07-27

S65 Uniform Investment Adviser Law Examination

1995-12-27
S63 Uniform Securities Agent State Law Examination

1984-07-27

Other Names

Jerry Wunderlich
Jerry Wunderlich

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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