Best Investors
Account
Sign in
200 Applebee St Suite 208, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-12-19 |
Branch Locations
200 Applebee St Suite 208, Barrington, IL 60010 • United States
413 Linden Avenue, Wilmette, IL 60091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secure Futures, Ltd. | Chicago | IL | 06/1983 | Present |
| Lpl Financial Llc | Wilmette | IL | 12/2014 | Present |
| Sequioa Wealth Management, Llc | Wilmette | IL | 12/2014 | Present |
1. 6/27/2019 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2015 - 10 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 01/2015. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/01/2019 - 10 Hours Per Month/6 Hours During Securities Trading. 3. 7/5/2019 - Charles R Ieuter - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date: 08/01/1986 - 50 Hours Per Month/25 Hours During Securities Trading - Offering Life and Health. 4. 1/28/2021 - Secure Futures Ltd. - Investment Related - At Reported Business Location(s) - Property and Casualty - President - Started 10/01/2020 - 50 Hours Per Month/30 Hours During Securities Trading. 5. LPL FINANCIAL BROKER DEALER REGISTERED REP SINCE 12/2014 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-01 |
Reach out to this advisor