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Current Employers
Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-12-19
  • IL RA
    APPROVED
    Since 2014-12-19

Branch Locations

200 Applebee St Suite 208, Barrington, IL 60010 • United States

413 Linden Avenue, Wilmette, IL 60091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secure Futures, Ltd. Chicago IL 06/1983 Present
Lpl Financial Llc Wilmette IL 12/2014 Present
Sequioa Wealth Management, Llc Wilmette IL 12/2014 Present
  • 06/1983 → Present
    Secure Futures, Ltd.
    Chicago, IL
  • 12/2014 → Present
    Lpl Financial Llc
    Wilmette, IL
  • 12/2014 → Present
    Sequioa Wealth Management, Llc
    Wilmette, IL
Previous Registrations
  • 1999-11-01 → 2014-12-22
    New England Securities
    Chicago, IL
    Northfield, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1. 6/27/2019 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2015 - 10 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 01/2015. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/01/2019 - 10 Hours Per Month/6 Hours During Securities Trading. 3. 7/5/2019 - Charles R Ieuter - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date: 08/01/1986 - 50 Hours Per Month/25 Hours During Securities Trading - Offering Life and Health. 4. 1/28/2021 - Secure Futures Ltd. - Investment Related - At Reported Business Location(s) - Property and Casualty - President - Started 10/01/2020 - 50 Hours Per Month/30 Hours During Securities Trading. 5. LPL FINANCIAL BROKER DEALER REGISTERED REP SINCE 12/2014 INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-01
  • S63 Uniform Securities Agent State Law Examination
    1988-04-01
Designations

View on SEC IAPD

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