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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-21 |
Branch Locations
45 Country Club Village, Pueblo, CO 81008 • United States
6855 S. Havana Ste 270, Centennial, CO 80112 • United States
Denver, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 03/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.DBA: LANE STRATEGIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES, START APRIL 2007, 35 HOURS PER WEEK - DURING TRADING HOURS, OWNER - FINANCIAL ADVISOR. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2015; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE; 3.ELLEDGE MUSIC INC., NOT INVESTMENT RELATED 1801 NORTHERN, PUEBLO, CO 81004, MUSICAL INSTRUMENTS SALES, START 1998, NO TIME DEVOTED TO THIS ACTIVITY, PASSIVE CO-OWNER. 4. NAME OF OTHER BUSINESS: CANDIDATE FOR COLORADO SENATE 31ST SEAT, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: ELECTION CAMPAIGN, START DATE: 3/2016, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF TRADING HOURS PER WEEK: VARIES, POSITION/TITLE/RELATIONSHIP: STATE SENATE CANDIDATE, BRIEF DESCRIPTION OF DUTIES: IF ELECTED PART TIME LEGISLATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-18 |
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