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James David Stein

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Canton, OH

St. Louis, MO

Brecksville, OH

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-04-30
  • OH RA
    APPROVED
    Since 2014-04-30

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

4833 Munson Ave Nw, Canton, OH 44718 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Brecksville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Canton OH 04/2014 Present
  • 04/2014 → Present
    Benjamin F Edwards & Co
    Canton, OH
Previous Registrations
  • 2008-01-01 → 2014-05-01
    Wells Fargo Clearing Services, Llc
    Westlake, OH
  • 2005-08-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Westlake, OH
    Westlake, OH
    St. Louis, MO
  • 2003-03-04 → 2005-08-29
    Morgan Stanley Dw Inc.
    Westlake, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-14
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S65 Uniform Investment Adviser Law Examination
    2003-04-14
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18

View on SEC IAPD

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