Christopher Scott Williams

Employer firm

Bfc Planning, Inc. CRD 119682

$3.84B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 12/2017
  Berthel Fisher & Company Financial Services, Inc.
  Tulsa, OK
• 01/2018 → Present
  Bfc Planning, Inc.
  Tulsa, OK
• 01/2018 → Present
  Securities Management & Research, Inc.
  Tulsa, OK

Previous Registrations

• 2013-12-10 → 2017-12-31
  Bfc Planning, Inc.
  Tulsa, OK
  Cedar Rapids, IA
• 2011-12-15 → 2013-12-10
  Berthel, Fisher & Company Financial Services, Inc.
  Tulsa, OK
  Cedar Rapids, IA
  Tulsa, OK
• 2009-03-31 → 2011-10-10
  Bancwest Investment Services, Inc.
  Tulsa, OK
  Tulsa, OK
  Bixby, OK
  Bartlesville, OK
• 2002-05-13 → 2009-03-18
  Wells Fargo Clearing Services, Llc
  Tulsa, OK
  Tulsa, OK
  Tulsa, OK
  Tulsa, OK
• 1993-12-13 → 2002-05-24
  Ubs Financial Services Inc.
  Tulsa, OK

Other Businesses

1.AMERICAN NATIONAL INSURANCE-N-TULSA, OK-INSURANCE SALES-AGENT-12/2011-180-1-SELL AND SERVICE P&C AND LIFE INSURANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-24
• S63 Uniform Securities Agent State Law Examination
  1984-07-12

Other Names

• C Scott Williams