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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2018-01-17 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
7136 S Yale Ave Suite 300, Tulsa, OK 74136 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Tulsa | OK | 12/2011 | 12/2017 |
| Bfc Planning, Inc. | Tulsa | OK | 01/2018 | Present |
| Securities Management & Research, Inc. | Tulsa | OK | 01/2018 | Present |
1.AMERICAN NATIONAL INSURANCE-N-TULSA, OK-INSURANCE SALES-AGENT-12/2011-180-1-SELL AND SERVICE P&C AND LIFE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-12 |
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