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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2004-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
MCLEOD HEALTH BOARD OF DIRECTORS (Grants Committee) Board Member, St Florence, SC, 10/01/2010, 3HRS/MO; DOWNTOWN FLORENCE COMMITEE (COMMITTEE MEMBER), FLORENCE, SC, 06/01/2009 1HR/MO. TIM CUNNINGHAM INSURANCE (HEALTH INSURANCE BUSINESS); CITY OF FLORENCE SC, 1314 W EVANS STREET, FLORENCE, SC, AGENT, SALES OF HEALTH INSURANCE, 12/01/2010, 40HRS/MO. FLORENCE DARLINGTON COLLEGE, ADJUNCT FAULTY, TEACH PART TIME MEDICAL OFFICE ADMIN, 8/22/2022, 8HRS/MO. VOLUNTEER TO THE AESTHETICS COMMITTEE, MONTHLY MEETINGS TO TALK ABOUT WAYS TO IMPROVE THE CITY APPEARANCE, 01/01/2023. 1 HR/MO. NON INVESTMENT RELATED.OUTSIDE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-16 |
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