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Alex E Matsumura

J.P. Morgan Securities LLC

Northridge, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-01-08
TX RA APPROVED_RES 2017-10-04
CA RA APPROVED 2017-08-11
  • WA RA
    APPROVED
    Since 2018-01-08
  • TX RA
    APPROVED_RES
    Since 2017-10-04
  • CA RA
    APPROVED
    Since 2017-08-11

Branch Locations

19500 Plummer Street Ste. G-1, Northridge, CA 91324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Simi Valley/Valencia/Camarillo CA 08/2012 08/2017
J.P. Morgan Securities Llc Calabasas CA 08/2017 08/2018
Premier America Credit Union Simi Valley/Valencia/Camarillo CA 08/2012 08/2017
J.P. Morgan Securities Llc Northridge CA 08/2018 Present
Jpmorgan Chase Bank, N.A. Northridge CA 08/2018 Present
  • 08/2012 → 08/2017
    Lpl Financial Corporation
    Simi Valley/Valencia/Camarillo, CA
  • 08/2017 → 08/2018
    J.P. Morgan Securities Llc
    Calabasas, CA
  • 08/2012 → 08/2017
    Premier America Credit Union
    Simi Valley/Valencia/Camarillo, CA
  • 08/2018 → Present
    J.P. Morgan Securities Llc
    Northridge, CA
  • 08/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Northridge, CA
Previous Registrations
  • 2012-08-15 → 2017-08-15
    Lpl Financial Llc
    Santa Clarita, CA
    Simi Valley, CA
    Santa Clarita, CA
    Woodland Hills, CA
    Oxnard, CA
    Camarillo, CA
    Burbank, CA
  • 2010-01-08 → 2010-11-04
    U.S. Bancorp Advisors, Llc
    Pasadena, CA
  • 2008-12-24 → 2009-11-17
    Lpl Financial Llc
    Burbank, CA
    Los Angeles, CA
    Burbank, CA
  • 2008-04-14 → 2009-01-07
    Wamu Investments, Inc.
    Burbank, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-12
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S65 Uniform Investment Adviser Law Examination
    2008-04-12
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Alex Euji Matsumura

View on SEC IAPD

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