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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-03-31
  • AL RA
    APPROVED
    Since 2023-03-31

Branch Locations

2718 20Th St S Ste 100, Homewood, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp. Lincoln NE 10/2003 Present
The Ascent Group Homewood AL 05/2021 02/2023
Pellham Financial Group Homewood AL 11/2006 Present
Ameritas Life Insurance Corp Lincoln NE 10/2003 Present
Nowlin And Associates Homewood AL 03/1998 Present
Ameritas Advisory Services, Llc Lincoln NE 02/2023 Present
Pelham Financial Llc Homewood AL 08/2023 Present
  • 10/2003 → Present
    Ameritas Investment Corp.
    Lincoln, NE
  • 05/2021 → 02/2023
    The Ascent Group
    Homewood, AL
  • 11/2006 → Present
    Pellham Financial Group
    Homewood, AL
  • 10/2003 → Present
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 03/1998 → Present
    Nowlin And Associates
    Homewood, AL
  • 02/2023 → Present
    Lincoln, NE
  • 08/2023 → Present
    Pelham Financial Llc
    Homewood, AL
Previous Registrations
  • 2021-06-15 → 2023-05-15
    Virginia Beach, VA
    Homewood, AL
  • 2001-10-04 → 2004-09-30
    The Advisors Group, Inc.
    Birmingham, AL
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS; *NOWLIN AND ASSOCIATES; SAME AS BRANCH; INV REL; INSURANCE AGENCY; AGENT; START DATE = 03/1998; HRS/MO = 200; TRADING HRS/MO = 200; HELPING CLIENTS PREPARE FOR RETIREMENT/SALES; *PELHAM FINANCIAL GROUP; SAME AS BRANCH; INV REL; EDUCATIONAL SEMINARS/FIXED ANNYUITY SALES/CFP CURRICULUM INSTRUCTOR; OWNER/PRESENTER; START DATE = 11/2006; HRS/MO = 5; TRADING HRS/MO =2; PRESENT EDUCATIONAL SEMINARS AND MAKE FIXED AND INDEX ANNUITY SALES, ALSO TEACH THE CFP CURRICULUM * Ameritas Life Insurance Company; Start: 1/02/2003; 10 hours per month (10 hours per month during market hours); Homewood, AL; Agent; Insurance Sales * Pelham Financial LLC; inv rel; same as branch; Financial product sales; Owner; start date=08/2023; hrs/mo=0; trading hrs/mo=0; Financial sales .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-30
S63 Uniform Securities Agent State Law Examination 1984-03-23
  • S65 Uniform Investment Adviser Law Examination
    1995-10-30
  • S63 Uniform Securities Agent State Law Examination
    1984-03-23

View on SEC IAPD

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