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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-27 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
635 Camino De Los Mares #203, San Clemente, CA 92673-4403 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Clemente | CA | 05/1994 | Present |
1. 2/15/2007: Alliance Mortgage Lending - Investment Related - Mortgage/Real Estate Services - Time Spent 50% - First Mortgages, Second Mortgages or Refinances including cash out refi, Home Equity Loans, Investment Property financing, Construction Loans, Referrals of a mortgage business to licensed mortgage companies for a fee. 2. 4/22/2008: Tober Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 7/14/2016: Alliance Life Insurance Services - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 02/09/2016 - 10 Hours Per Month/0 Hours During Securities Trading - Sole Owner/Agent/Broker. 4. 11/3/2016: Assembly Pointe Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 31411 Camino Capistrano #200, San Juan Capistrano, CA 92675 - Start 10/18/2016 - 8 Hr/Mo; 8 Hour(s) During Securities Trading 5. 01/23/2026 - Mark Tober NRA Instructor - Business Owner - NRA Certified Pistol Instructor - Not Investment Related - Home Based - Start Date 01/01/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-09-25 |
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