Regis Edward Ruane

Current Employers

Employment History

• 10/2015 → 11/2017
  Girard Securities
  Carnegie, PA
• 10/2015 → Present
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2017 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 02/2024 → Present
  Lion Street Financial
  Carnegie, PA
• 11/2025 → Present
  Integrity Alliance, Llc.
  Carnegie, PA

Previous Registrations

• 2017-11-01 → 2017-11-13
  Cetera Wealth Services, Llc
  Carnegie, PA
• 2015-11-10 → 2017-11-01
  Girard Securities, Inc.
  Carnegie, PA
  San Diego, CA
• 2003-10-22 → 2016-07-11
  Select Financial Group, Llc
  Carnegie, PA
• 2002-06-11 → 2003-09-29
  Rbc Capital Markets, Llc
  Pittsburgh, PA

Other Businesses

1.UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/30/2015 ADDRESS: 912 Washington Avenue, Carnegie PA 15106, United States DESCRIPTION: I work with clients to establish and maintain financial plans, including investment implementation. 2.UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Insurance Agent NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/30/2015 ADDRESS: 912 Washington Avenue, Carnegie PA 15106, United States DESCRIPTION: Acting as an insurance agent and submitting business

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1984-04-19

Designations

Other Names

• Rege Ruane
• Regis E Ruane