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Matthew John Vanek

LPl Financial LLC

Carnegie, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-05
PA RA APPROVED 2017-09-26
  • TX RA
    APPROVED_RES
    Since 2021-04-05
  • PA RA
    APPROVED
    Since 2017-09-26

Branch Locations

137 E Main St, Carnegie, PA 15106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Carnegie PA 11/2005 Present
Other Businesses

1.10/17/2005 - VANEK FINANCIAL SOLUTIONS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 10/17/2005 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - 10% TIME SPENT - FIXED INSURANCE FOR SPECIFIC USEAGE SUCH AS TRUST FUNDING 3 .10/19/05 - CPA/BOOKKEEPER/TAX PREPARER - 5% TIME SPENT - PREPARE A LIMITED NUMBER (-25) OF TAX RETURNS FOR FRIENDS AND FAMILY. 4. 05/15/2008 - VANEK FINANCIAL SOLUTIONS - INV REL - NON-VARIABLE INSURANCE - 5% TIME SPENT - I ACT AS A MASTER BROKER FOR A MEDICARE REPLACEMENT PROVIDER. 5.03/01/2014 - YUVAN SENIOR OPTIONS, LLC - NON-VARIABLE INSURANCE - I SELL MEDICARE ADVANTAGE PLANS. I CONTRACT WITH INSURANCE COMPANIES TO SELL THEIR PLANS AS WELL AS SIGN UP SELLING AGENTS TO SELL THEIR PRODUCTS WHICH I RECEIVE A COMMISSION ON MY SELLS AND A COMMISSION ON THE SELLS OF AGENTS I GET TO SIGN UP. - TIME SPENT 5% - CARNEGIE, PA 6. 04/30/2014 - MATTHEW AND KARIN VANEK- INV REL - REAL ESTATE RENTAL - OWNER OF REAL PROPERTY-TIME SPENT 1%. CARNEGIE PA 7. 11/07/2016 - No Business Name - Real Estate Rental - Investment Related - 137 East Main Street, Carnegie, PA 15106 - Start 06/14/2014 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Own office building I work in. Rent out the upstairs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-28
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S65 Uniform Investment Adviser Law Examination
    2001-11-28
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27

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