Robert Roger Malcolm

Current Employers

Employment History

• 11/2010 → 11/2021
  Lpl Financial Llc
  Canonsburg, PA
• 11/2021 → 07/2023
  Commonwealth Financial Network
  Waltham, MA
• 11/2021 → 06/2023
  Focus4Financial
  Carnegie, PA
• 07/2023 → 10/2025
  Commonwealth Financial Network
  Waltham, MA
• 07/2023 → Present
  Strategic Path Retirement
  Carnegie, PA
• 10/2025 → Present
  Mariner Platform Solutions
  Overland Park, KS

Previous Registrations

• 2021-11-09 → 2025-10-02
  Commonwealth Financial Network
  Carnegie, PA
  Carnegie, PA
• 2010-11-30 → 2021-11-23
  Lpl Financial Llc
  Fort Mill, SC
  Bryan, OH
  Canonsburg, PA
• 2008-12-15 → 2010-11-30
  Nrp Advisors, Inc.
  Pittsburgh, PA
• 2007-02-15 → 2008-12-23
  Ameritas Investment Company, Llc
  Pittsburgh, PA
• 2004-12-16 → 2007-01-29
  Principal Securities, Inc.
  Pittsburgh, PA
  Pittsburgh, PA

Other Businesses

1. Fixed insurance sales; as of 11/09/2021; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Strategic Path Retirement; Investment related, Carnegie, PA Offering investment services through Mariner Platform Solutions, Managing Partner/ Advisor, Start date; 10/2025, 160 hours per month during securities trading hours. 3. Co-Owner, Bebco, Inc., an entity created for buying and managing commercial real estate at 242 East Main Street, Carnegie, PA 15106, as of 10/24/2023; 2% of time during business hours; Conducted at branch; Investment related. 4. BRS-Network LLC; not investment related; Carnegie, PA; owner; start date Aug 2014; 1 hour/month, 1 hour during trading hours; pass through company 5. Focus4financial; not investment related; Carnegie, PA; owner; start date Aug 2014; 1 hour/month, 1 hour during trading hours; pass through company

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1998-05-22

Other Names

• Bob Malcolm