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Thomas Eugene Brock

Geneos Wealth Management, Inc.

Casper, WY

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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-07-12
  • WY RA
    APPROVED
    Since 2017-07-12

Branch Locations

110 West 2Nd St Suite 225, Casper, WY 82601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management Casper WY 04/2013 Present
Brock Strategic Investments Casper WY 01/2013 Present
  • 04/2013 → Present
    Geneos Wealth Management
    Casper, WY
  • 01/2013 → Present
    Brock Strategic Investments
    Casper, WY
Previous Registrations
  • 2008-11-25 → 2013-05-02
    Kaiser Wealth Management
    Burns, WY
  • 2002-04-02 → 2005-08-29
    Morgan Stanley Dw Inc.
    Billings, MT
Other Businesses

1)DBA:BROCK STRATEGIC INVESTMENTS BUSINESS LOCATED AT BRANCH LOCATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1984-03-16
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1984-03-16

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
PINNACLE WEST ASSET MANAGEMENT INC
LPL FINANCIAL LLC

Other Investors

DANIEL CHRISTENSEN
MICHAEL LEE LOUGEE
CHRISTOPHER JOHN CROSSEN
COLE WENDEL MONTGOMERY
KYLE ANTHONY HENRIKSEN
Cara Marie Litke
KEVIN CHARLES MURPHY
MARK GLENN PETRIE

Other Offices

EAGLE STRATEGIES LLC · CASPER, WY
STATE FARM INVESTMENT MANAGEMENT CORP. · Casper, WY
AMERIPRISE FINANCIAL SERVICES, LLC · CASPER, WY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CASPER, WY
GENEOS WEALTH MANAGEMENT, INC. · CASPER, WY
OSAIC WEALTH, INC. · CASPER, WY
CETERA INVESTMENT ADVISERS LLC · CASPER, WY
PINNACLE WEST ASSET MANAGEMENT INC · CASPER, WY

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