David Edwin Hogan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-05-16
TX	RA	APPROVED_RES	2012-11-26
VA	RA	APPROVED	2007-03-19
NJ	RA	APPROVED	2003-01-08

PA RA
APPROVED

Since 2017-05-16
TX RA
APPROVED_RES

Since 2012-11-26
VA RA
APPROVED

Since 2007-03-19
NJ RA
APPROVED

Since 2003-01-08

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/1983	Present

10/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*9669 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Newtown, Pennsylvania 18940 Nature of business: Position, title, association: Start date of relationship: 7/1/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-01-03
S63	Uniform Securities Agent State Law Examination	1985-12-18

S65 Uniform Investment Adviser Law Examination

2003-01-03
S63 Uniform Securities Agent State Law Examination

1985-12-18

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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