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Ronald Barry Nadel

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-12-20
TX RA APPROVED_RES 2016-12-05
  • GA RA
    APPROVED
    Since 2016-12-20
  • TX RA
    APPROVED_RES
    Since 2016-12-05

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 01/1984 12/2016
Morgan Stanley Alpharetta GA 12/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2017 Present
Previous Registrations
Other Businesses

ARIELLE NADEL PHOTOGRAPHY LLC; FOR PROFIT; NOT INVESTMENT RELATED; ALPHARETTA GA 30022; COMMERCIAL AND ARTISTIC PHOTOGRAPHY FOR BOOK PUBLISHING; MY POSITION: MEMBER (LLC); DATE OF INCORPORATION (DELAWARE): AUGUST 29, 2011; DEVOTES 10-20 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; MY DUTIES: HELP MY 19 YEAR-OLD DAUGHTER LAUNCH HER PHOTGRAPHY CAREER WITH HER FIRST BOOK (BEING PUBLISHED IN JAPAN ON OCTOBER 27, 2011).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-28
S63 Uniform Securities Agent State Law Examination 1984-03-30
  • S65 Uniform Investment Adviser Law Examination
    1993-12-28
  • S63 Uniform Securities Agent State Law Examination
    1984-03-30
Other Names
  • Ronald Nadel

View on SEC IAPD

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