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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2005-03-29 |
Branch Locations
5215 Old Orchard Road Suite 1200, Skokie, IL 60077 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Winnetka | IL | 07/1988 | Present |
| Nmis | Milwaukee | WI | 12/2001 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. BOARD MEMBER, BUFFALO GROVE POLICE PENSION COMMISSION, RAUPP BLVD, BUFFALO GROVE, ILLINOIS, START DATE: 1/15/2006, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVING AS MEMBER OF THE PENSION COMMISSION ATTENDING QUARTERLY MEETING AND PROVIDE ADVICE ON THE INVESTMENT AND ASSET ALLOCATION OF THE POLICE PENSION FUNDS. 2. BOARD MEMBER, SOVANNA HOMEOWNERS ASSOC., 11000NORTH 77TH PLACE, SCOTTSDALE, , ARIZONA, 85260, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/05/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADDRESS NEEDS OF THE HOA. non investment related. 3. KAF SERVICES LLC, LEGAL ENTITY, START DATE: 4/13/2017, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 5. TEAM MANAGEMENT LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/31/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40,LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-08 |
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