James Patrick Charron

Oppenheimer & Co. Inc.

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2015-11-30
IN	RA	APPROVED	2007-07-27

MI RA
APPROVED

Since 2015-11-30
IN RA
APPROVED

Since 2007-07-27

Branch Locations

810 Michigan Street, Port Huron, MI 48060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co Inc	Port Huron	MI	01/1999	Present

01/1999 → Present

Oppenheimer & Co Inc

Port Huron, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-25
S63	Uniform Securities Agent State Law Examination	1984-06-27

S65 Uniform Investment Adviser Law Examination

2007-07-25
S63 Uniform Securities Agent State Law Examination

1984-06-27

View on SEC IAPD

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