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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-22 |
| TX | RA | APPROVED_RES | 2004-07-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsport | PA | 01/1984 | Present |
| Bank Of America, N.A. | Williamsport | PA | 05/2011 | Present |
(1)THE PARK HOME, WILLIAMSPORT, PA 17701.BOARD MEMBER.START DATE OCTOBER 14 1992.1-10 HOURS PER MONTH. 1-10 HOURS DURING TRADING HOURS.NOT INVESTMENT RELATED. I*104828 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BIERMAN MARTIAL ARTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: MONTOURSVILLE, PENNSYLVANIA 17754 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2017 NUMBER OF HOURS DEVOTED: 14 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: KARATE TEACHER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-05 |
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