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Wayne Ley Dieffenderfer

Hudock Capital Group

Williamsport, PA

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Current Employers
Hudock Capital Group

400 Market Street Suite 200, Williamsport, PA 17701 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-11-20
  • PA RA
    APPROVED
    Since 2009-11-20

Branch Locations

400 Market Street Suite 200, Williamsport, PA 17701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hudock Capital Group, Llc Williamsport PA 03/2012 Present
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 03/2011 01/2018
Apw Capital, Inc. Rockaway NJ 01/2018 Present
  • 03/2012 → Present
    Hudock Capital Group, Llc
    Williamsport, PA
  • 03/2011 → 01/2018
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 01/2018 → Present
    Apw Capital, Inc.
    Rockaway, NJ
Previous Registrations
Other Businesses

1)HUDOCK CAPITAL GROUP,LLC; WILLIAMSPORT, PA; RIA; TITLE: CHIEF COMPLIANCE OFFICER, WEALTH CONSULTANT; DUTIES: OVERSEE THE COMPLIANCE PROGRAM, MEET WITH CURRENT PROSPECTIVE CLIENTS IN AN INVESTMENT ADVISOR REP. ROLE; 95% TIME SPENT. 2) Red Raider Foundation; Montgomery, PA; Title: Member; Duties: Attend and vote at Board meetings; less than 1 hr/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-27
S63 Uniform Securities Agent State Law Examination 1999-04-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-27
  • S63 Uniform Securities Agent State Law Examination
    1999-04-30
Other Names
  • Wayne L Dieffenderfer

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