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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-02-28 |
Branch Locations
9078 Union Centre Blvd Suite 350 #6, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Blue Ash | OH | 08/2011 | 01/2017 |
| Stifel Nicolaus & Co Inc | Cincinnati | OH | 02/2017 | 02/2025 |
| Lpl Financial Llc | West Chester | OH | 02/2025 | Present |
1- 02/2025 / Financial Design Group / Non-Variable Insurance / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 02/26/2025 2- 02/2025 / Financial Design Group / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOCATION / 160 HRS MNTH / 8 HRS DURING TRADING / START 02/26/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-30 |
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