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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-09 |
| MI | RA | APPROVED | 2019-08-08 |
| TX | RA | APPROVED | 2019-08-08 |
Branch Locations
255 E Brown St Ste 400, Birmingham, MI 48009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Grosse Pt Farms | MI | 11/2007 | 08/2019 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-20 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-13 |
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