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John Kevin Maloney

LPl Financial LLC

Edmond, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
GA RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
KS RA APPROVED 2021-07-21
MI RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
NV RA APPROVED 2021-07-21
NM RA APPROVED 2021-07-21
NC RA APPROVED 2021-07-21
OK RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
WA RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • MI RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • NV RA
    APPROVED
    Since 2021-07-21
  • NM RA
    APPROVED
    Since 2021-07-21
  • NC RA
    APPROVED
    Since 2021-07-21
  • OK RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

317 Lilac Drive, Suite 130, Edmond, OK 73034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Edmond OK 04/1984 07/2021
Various Insurance Carriers For W&R Insurance Agencies Oklahoma City OK 06/1984 07/2021
Oakdale Meadows Estates Home Owners Association Oklahoma City OK 08/2016 03/2019
Maloney & Dennis Wealth Partners, Llc (Dba) Edmond OK 02/2018 Present
Lpl Financial, Llc Edmond OK 07/2021 Present
  • 04/1984 → 07/2021
    Waddell & Reed, Inc.
    Edmond, OK
  • 06/1984 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Oklahoma City, OK
  • 08/2016 → 03/2019
    Oakdale Meadows Estates Home Owners Association
    Oklahoma City, OK
  • 02/2018 → Present
    Maloney & Dennis Wealth Partners, Llc (Dba)
    Edmond, OK
  • 07/2021 → Present
    Edmond, OK
Previous Registrations
  • 1991-06-12 → 2021-07-21
    Waddell & Reed
    Edmond, OK
    Yukon, OK
    Weatherford, OK
    Shawnee, OK
    Shawnee, OK
    Mustang, OK
    Norman, OK
    Moore, OK
    El Reno, OK
    Edmond, OK
    Edmond, OK
    Cordell, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Woodward, OK
    Guymon, OK
    Midwest City, OK
    Edmond, OK
    Yukon, OK
    Tulsa, OK
    Yukon, OK
    Edmond, OK
Other Businesses

1) 07/22/2021 - Strategy Wealth / DBA for LPL Business (entity for LPL business) / Maloney & Dennis Wealth Partners, LLC / Investment Related / 160 HRS / MO / 317 Lilac Dr Suite 130 Edmond, OK 73034 2) 1/1/2018 - Maloney & Dennis Wealth Partners, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 40 HRS / MO / 1425 S Fretz Avenue, Edmond , OK, , 73003 3) 01/13/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/22/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4) 01/13/2022 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/22/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-22
S63 Uniform Securities Agent State Law Examination 1984-06-13
  • S65 Uniform Investment Adviser Law Examination
    1998-09-22
  • S63 Uniform Securities Agent State Law Examination
    1984-06-13
Designations
Other Names
  • John Maloney

View on SEC IAPD

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