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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| OK | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
317 Lilac Drive, Suite 130, Edmond, OK 73034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Edmond | OK | 04/1984 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Oklahoma City | OK | 06/1984 | 07/2021 |
| Oakdale Meadows Estates Home Owners Association | Oklahoma City | OK | 08/2016 | 03/2019 |
| Maloney & Dennis Wealth Partners, Llc (Dba) | Edmond | OK | 02/2018 | Present |
| Lpl Financial, Llc | Edmond | OK | 07/2021 | Present |
1) 07/22/2021 - Strategy Wealth / DBA for LPL Business (entity for LPL business) / Maloney & Dennis Wealth Partners, LLC / Investment Related / 160 HRS / MO / 317 Lilac Dr Suite 130 Edmond, OK 73034 2) 1/1/2018 - Maloney & Dennis Wealth Partners, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 40 HRS / MO / 1425 S Fretz Avenue, Edmond , OK, , 73003 3) 01/13/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/22/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4) 01/13/2022 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/22/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-13 |
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