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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-07 |
| CA | RA | APPROVED | 2014-08-05 |
Branch Locations
4636 Watt Ave, North Highlands, CA 95660 • United States
Shingle Springs, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financail | Sacramento | CA | 07/2014 | Present |
| Safe Credit Union | Rocklin | CA | 07/2014 | Present |
(1) 09/25/2014 - SAFE FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - ROCKLIN, CA (2) 04/24/2015 - POLE VAULT COACH - NOT INV REL - START 04/01/15 - COACH (3) 11/10/2015 * High School * Other - Coach * NOT INV REL * 1200 Jacob Lane, Carmichael, CA * START 01/01/2016 * 24 HRS/MO NOT DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-03 |
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