Best Investors
Account
Sign in
Best Investors
Account
Sign in
858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-01 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
3800 Watt Avenue Suite 147, Sacramento, CA 95821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Atlantic Capital Corporation | Pittsburgh | PA | 05/2004 | Present |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 05/2004 | 11/2021 |
| Newedge Advisors Llc | New Orleans | LA | 11/2021 | Present |
1)KAISER PHARMACY TECHNICIAN~NON INVESTMENT RELATED~6600 BRUCEVILLE RD, SACRAMENTO, CA~HEALTHCARE~PHARMACY TECHNICIAN~JUNE 1990~80HRS PER MONTH~0HRS PER MONTH DURING MARKET~PREPARE PRESCRIPTIONS FOR PATIENTS - - - - - - - - 2)RENTAL PROPERTIES~NON INVESTMENT RELATED~MULTIPLE PROPERTIES IN THE SACRAMENTO/DAVIS AREA OF CALIFORNIA~CONDO/DUPLEX RENTALS~CO-OWNER~1986~0HRS PER MONTH~0HRS PER MONTH DURING MARKET~PROPERTIES ARE CO-OWNED WITH HUSBAND. HUSBAND HANDLES ALL RELATED DUTIES WITH THE PROPERTIES 3) Fixed Insurance...Not investment related...Sacramento, CA 95831...Fixed Insurance...5/9/22 start date...1 hour a month...0 hours during trade...Act as an insurance agent to purchase fixed life insurance policies for myself and my immediate family members 4) NEA* Yes Invest*New Orleans, LA*RIA*11/1/2020*Compliance*Compliance Supervisor*20 Hrs per Mnth Trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-25 |
Reach out to this advisor