Scot Richard Peterson

Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Benjamin F Edwards & Co
  Wheaton, IL

Previous Registrations

• 2008-01-01 → 2013-11-05
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 2001-04-26 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Chicago, IL
  Chicago, IL
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2001-04-26
• S63 Uniform Securities Agent State Law Examination
  1984-08-01

Other Names

• Scot Richard Peterson
• Scot R Peterson
• Scott Richard Peterson
• Scott Peterson