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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-03-19 |
| CO | RA | APPROVED | 2007-03-19 |
| TX | RA | APPROVED_RES | 1997-09-02 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Ana | CA | 08/1997 | Present |
| Bank Of America, N.A. | Santa Ana | CA | 09/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: OLIVE CREST INVESTMENT RELATED: N ADDRESS OF BUSINESS: SANTA ANA CA 92705 NATURE OF BUSINESS: NON-PROFIT OR CIVIC ORGANIZATION, HOME AND SERVICES FOR ABUSED CHILDREN POSITION, TITLE, ASSOCIATION: TRUSTEE START DATE OF RELATIONSHIP: NUMBER OF HOURS DEVOTED PER MONTH: 10 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: DUTIES: RAISE AWARENESS AND MONEY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-21 |
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